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Agreements > NAFTA

About the Agreement

 North American Free Trade Agreement (NAFTA)

  Signature: 1992-December-17
  Entry into Force: 1994-January-01

Index

Topics Covered in the Agreement

Objectives
Definitions
Market Access for Goods

Tariffs

Annex: Tariff Elimination

Rules of Origin

Annex: Specific Rules of Origin

Customs Procedures
Energy and Basic Petrochemicals
Agriculture

Sanitary/Phytosanitary Measures

Emergency Action

 Understanding on Emergency Action

Technical Barriers to Trade
Government Procurement
Investment

  Non-Conforming Measures

Cross-Border Trade in Services

  Non-Conforming Measures

Telecommunications
Financial Services

  Non-Conforming Measures

Competition Policy
Temporary Entry of Business Persons
Intellectual Property
Transparency
Antidumping and Countervailing Duties
Institutional Arrangements
Dispute Settlement
Exceptions
Final Provisions
 
Environment: Side Agreement
Labor: Side Agreement
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Preamble    
     
Part One General Part  
     
Chapter One Objectives

Article 101

Establishment of the Free Trade Area  

Article 102

Objectives  

Article 103

Relation to Other Agreements  

Article 104

Relation to Environmental and Conservation Agreements  

Article 105

Extent of Obligations  

 

Annex 104.1: Bilateral and Other Environmental and Conservation Agreements  
     
Chapter Two General Definitions

Article 201

Definitions of General Application  

 

Annex 201.1: Country-Specific Definitions  
     
Part Two: Trade in Goods  
     
Chapter Three National Treatment and Market Access for Goods

Article 300

Scope and Coverage  
Section A National Treatment  

Article 301

National Treatment  
Section B Tariffs  

Article 302

Tariff Elimination  

Article 303

Restriction on Drawback and Duty Referral Programs  

Article 304

Waiver of Customs Duties  

Article 305

Temporary Admission of Goods  

Article 306

Duty-Free Entry of Certain Commercial Samples and Printed Advertising Materials  

Article 307

Goods Re-Entered after Repair or Alteration  

Article 308

Most-Favored-Nation Rates of Duty on Certain Goods  
Section C Non-Tariff Measures  

Article 309

Import and Export Restrictions  

Article 310

Customs User Fees  

Article 311

Country of Origin Marking  

Article 312

Wine and Distilled Spirits  

Article 313

Distinctive Products  

Article 314

Export Taxes  

Article 315

Other Export Measures  
Section D Consultations  

Article 316

Consultations and Committee on Trade in Goods  

Article 317

Third-Country Dumping  
Section E Definitions  

Article 318

Definitions  

Annexes

Annex 301.3:  Exceptions to Articles 301 and 309  

 

Annex 302.2: Tariff Elimination  

 

Annex 303.6: Goods Not Subject to Article 303  

 

Annex 303.7: Effective Dates for the Application of Article 303  

 

Annex 303.8:  Exception to Article 303(8) for Certain Color Cathode-Ray Television Picture Tubes  

 

Annex 304.1: Exceptions for Existing Waiver Measures  

 

Annex 304.2: Continuation of Existing Waivers of Customs Duties  

 

Annex 307.1: Goods Re-Entered after Repair or Alteration  

 

Annex 307.3:  Repair and Rebuilding of Vessels  

 

Annex 308.1: Most-Favored-Nation Rates of Duty on Certain Automatic Data Processing Goods and Their Parts  

 

Annex 308.2: Most-Favored-Nation Rates of Duty on Certain Color Cathode-Ray Television Picture Tubes  

 

Annex 308.3:  Most-Favored-Nation Duty-Free Treatment of Local Area Network Apparatus  

 

Annex 310.1: Existing Customs User Fees  

 

Annex 311: Country of Origin Marking  

 

Annex 312.2:  Wine and Distilled Spirits  

 

Annex 313:  Distinctive Products  

 

Annex 314: Export Taxes  

 

Annex 315:  Other Export Measures  
     

 

Annex 300-A: Trade and Investment in the Automotive Sector  

 

Appendix 300-A.1: Canada

 

 

Appendix 300-A.2: Mexico

 

 

Appendix 300-A.3: United States - Corporate Average Fuel Economy

 
     

 

Annex 300-B: Textile and Apparel Goods  

 

Section 1: Scope and Coverage

 

 

Section 2: Tariff Elimination

 

 

Section 3: Import and Export Prohibitions, Restrictions and Consultation Levels

 

 

Section 4: Bilateral Emergency Actions (Tariff Actions)

 

 

Section 5:  Bilateral Emergency Actions (Quantitative Restrictions)

 

 

Section 6: Special Provisions

 

 

Section 7: Review and Revision of Rules of Origin 1

 

 

Section 8:  Labelling Requirements

 

 

Section 9: Trade in Worn Clothing and Other Worn Articles

 

 

Section 10: Definitions

 

 

Appendix 1: List of Goods Covered by Annex 300-B

 

 

Appendix 2.1: Tariff Elimination

 
 

Schedule 2.1.B: Exceptions to Tariff Phaseout Formula Specified in Appendix 2.1

 

 

Appendix 2.4: Tariff Elimination on Certain Textile and Apparel Goods

 

 

Appendix 3.1: Administration of Import and Export Prohibitions, Restrictions and Consultation Levels

 
 

Schedule 3.1.1: Schedule for the Elimination of Restrictions and Consultation Levels on Exports from Mexico to the United States

 
 

Schedule 3.1.2: Restrictions and Consultation Levels on Exports from Mexico to the United States

 
 

Schedule 3.1.3: Conversion Factors

 

 

Appendix 5.1:  Bilateral Emergency Actions (Quantitative Restrictions)

 

 

Appendix 6: Special Provisions

 
 

Schedule 6.B.1: Preferential Tariff Treatment for Non-Originating Apparel and Made-Up Goods

 
 

Schedule 6.B.2: Preferential Tariff Treatment for Non-Originating Cotton or Man-made Fiber Fabrics and Made-Up Goods

 
 

Schedule 6.B.3: Preferential Tariff Treatment for Non-Originating Cotton or Man-made Fiber Spun Yarn

 

 

Appendix 10.1: Country-Specific Definitions

 
     
Chapter Four Rules of Origin

Article 401

Originating Goods  

Article 402

Regional Value Content  

Article 403

Automotive Goods  

Article 404

Accumulation  

Article 405

De Minimis  

Article 406

Fungible Goods and Materials  

Article 407

Accessories, Spare Parts and Tools  

Article 408

Indirect Materials  

Article 409

Packaging Materials and Containers for Retail Sale  

Article 410

Packing Materials and Containers for Shipment  

Article 411

Transshipment  

Article 412

Non-Qualifying Operations  

Article 413

Interpretation and Application  

Article 414

Consultation and Modifications  

Article 415

Definitions  

 

Annex 403.1: List of Tariff Provisions for Article 403(1)  

 

Annex 403.2: List of Components and Materials  

 

Annex 403.3: Regional Value-Content Calculation for CAMI  
     
Chapter Five Customs Procedures
Section A Certification of Origin  

Article 501

Certificate of Origin  

Article 502

Obligations Regarding Importations  

Article 503

Exceptions  

Article 504

Obligations Regarding Exportations  
Section B Administration and Enforcement  

Article 505

Records  

Article 506

Origin Verifications  

Article 507

Confidentiality  

Article 508

Penalties  
Section C   Advance Rulings  

Article 509

Advance Rulings  
Section D  Review and Appeal of Origin Determinations and Advance Rulings  

Article 510

Review and Appeal  
Section E   Uniform Regulations  

Article 511

Uniform Regulations  
Section F Cooperation  

Article 512

Cooperation  

Article 513

Working Group and Customs Subgroup  

Article 514

Definitions  
     
Chapter Six Energy and Basic Petrochemicals

Article 601

Principles  

Article 602

Scope and Coverage  

Article 603

Import and Export Restrictions  

Article 604

Export Taxes  

Article 605

Other Export Measures  

Article 606

Energy Regulatory Measures  

Article 607

National Security Measures  

Article 608

Miscellaneous Provisions  

Article 609

Definitions  

 

Annex 602.3: Reservations and Special Provisions  

 

Annex 603.6: Exception to Article 603  

 

Annex 605: Exception to Article 605  

 

Annex 607: National Security  

 

Annex 608.2: Other Agreements  
     
Chapter Seven Agriculture and Sanitary and Phytosanitary Measures
Section A  Agriculture  

Article 701

Scope and Coverage  

Article 702

International Obligations  

Article 703

Market Access  

Article 704

Domestic Support  

Article 705

Export Subsidies  

Article 706

Committee on Agricultural Trade  

Article 707

Advisory Committee on Private Commercial Disputes Regarding Agricultural Goods  

Article 708

Definitions  

 

Annex 702.1: Incorporation of Trade Provisions  

 

Annex 702.3: Intergovernmental Coffee Agreement  

 

Annex 703.2: Market Access - Section A  

 

Annex 703.2: Market Access - Section B  

 

Annex 703.2: Market Access - Section C  

 

Annex 703.2: Appendices  
Section B Sanitary and Phytosanitary Measures  

Article 709

Scope and Coverage  

Article 710

Relation to Other Chapters  

Article 711

Reliance on Non-Governmental Entities  

Article 712

Basic Rights and Obligations  

Article 713

International Standards and Standardizing Organizations  

Article 714

Equivalence  

Article 715

Risk Assessment and Appropriate Level of Protection  

Article 716

Adaptation to Regional Conditions  

Article 717

Control, Inspection and Approval Procedures  

Article 718

Notification, Publication and Provision of Information  

Article 719

 Inquiry Points  

Article 720

Technical Cooperation  

Article 721

Limitations on the Provisions of Information  

Article 722

Committee on Sanitary and Phytosanitary Measures  

Article 723

Technical Consultations  

Article 724

Definitions  
     
Chapter Eight Emergency Action

Article 801

Bilateral Actions  

Article 802

Global Actions  

Article 803

Administration of Emergency Action Proceedings  

Article 804

Dispute Settlement in Emergency Action Matters  

Article 805

Definitions  

 

Annex 801.1: Bilateral Actions  

 

Annex 803.3: Administration of Emergency Action Proceedings  

 

Annex 805: Country-Specific Definitions  
     
Part Three Technical Barriers to Trade  
     
Chapter Nine Standards-Related Measures

Article 901

Scope and Coverage  

Article 902

Extent of Obligations  

Article 903

Affirmation of Agreement on Technical Barriers to Trade and Other Agreements  

Article 904

Basic Rights and Obligations  

Article 905

Use of International Standards  

Article 906

Compatibility and Equivalence  

Article 907

Assessment of Risk  

Article 908

Conformity Assessment  

Article 909

Notification, Publication, and Provision of Information  

Article 910

Inquiry Points  

Article 911

Technical Cooperation  

Article 912

Limitations on the Provision of Information  

Article 913

Committee on Standards-Related Measures  

Article 914

Technical Consultations  

Article 915

Definitions  

 

Annex 908.2: Transitional Rules for Conformity Assessment Procedures  

 

Annex 913.5.a-1: Land Transportation Standards Subcommittee  

 

Annex 913.5.a-2: Telecommunications Standards Subcommittee  

 

Annex 913.5.a-3:L Automotive Standards Council  

 

Annex 913.5.a-4: Subcommittee on Labelling of Textile and Apparel Goods  
     
Part Four Government Procurement  
     
Chapter Ten Government Procurement
Section A Scope and Coverage and National Treatment  

Article 1001

Scope and Coverage  

Article 1002

Valuation of Contracts  

Article 1003

National Treatment and Non-Discrimination  

Article 1004

Rules of Origin  

Article 1005

Denial of Benefits  

Article 1006

Prohibition of Offsets  

Article 1007

Technical Specifications  
Section B Tendering Procedures  

Article 1008

Tendering Procedures  

Article 1009

Qualification of Suppliers  

Article 1010

Invitation to Participate  

Article 1011

Selective Tendering Procedures  

Article 1012

Time Limits for Tendering and Delivery  

Article 1013

Tender Documentation  

Article 1014

Negotiation Disciplines  

Article 1015

Submission, Receipt and Opening of Tenders and Awarding of Contracts  

Article 1016

Limited Tendering Procedures  
Section C Bid Challenge  

Article 1017

Bid Challenge  
Section D General Provisions  

Article 1018

Exceptions  

Article 1019

Provision of Information  

Article 1020

Technical Cooperation  

Article 1021

Joint Programs for Small Business  

Article 1022

Rectifications or Modifications  

Article 1023

Divestiture of Entities  

Article 1024

Further Negotiations  

Article 1025

Definitions  

 

Annex 1001.1a-1: Federal Government Entities  

 

Annex 1001.1a-2: Government Enterprises  

 

Annex 1001.1a-3: State and Provincial Government Entities  

 

Annex 1001.1b-1: Goods  

 

Annex 1001.1b-2: Services  

 

Appendix 1001.1b-2-A: Temporary Schedule of Services for Mexico

 

 

Appendix 1001.1b-2-B: Common Classification System

 

 

Annex 1001.1b-3:  Construction Services  

 

Appendix 1001.1b-3-A: Common Classification System

 

 

Annex 1001.1c: Indexation and Conversion of Thresholds  

 

Annex 1001.2a: Transitional Provisions for Mexico  

 

Annex 1001.2b: General Notes  

 

Annex 1001.2c: Country-Specific Thresholds  

 

Annex 1010.1: Publications  
     
Part Five Investment, Services and Related Matters  
     
Chapter Eleven Investment
Section A Investment  

Article 1101

Scope and Coverage  

Article 1102

National Treatment  

Article 1103

Most-Favored-Nation Treatment  

Article 1104

Standard of Treatment  

Article 1105

Minimum Standard of Treatment  

Article 1106

Performance Requirements  

Article 1107

Senior Management and Boards of Directors  

Article 1108

Reservations and Exceptions  

Article 1109

Transfers  

Article 1110

Expropriation and Compensation  

Article 1111

Special Formalities and Information Requirements  

Article 1112

Relation to Other Chapters  

Article 1113

Denial of Benefits  

Article 1114

Environmental Measures  
Section B Settlement of Disputes between a Party and an Investor of Another Party  

Article 1115

Purpose  

Article 1116

Claim by an Investor of a Party on Its Own Behalf  

Article 1117

Claim by an Investor of a Party on Behalf of an Enterprise  

Article 1118

Settlement of a Claim through Consultation and Negotiation  

Article 1119

Notice of Intent to Submit a Claim to Arbitration  

Article 1120

Submission of a Claim to Arbitration  

Article 1121

Conditions Precedent to Submission of a Claim to Arbitration  

Article 1122

Consent to Arbitration  

Article 1123

Number of Arbitrators and Method of Appointment  

Article 1124

Constitution of a Tribunal When a Party Fails to Appoint an Arbitrator or the Disputing Parties are Unable to Agree on a Presiding Arbitrator  

Article 1125

Agreement to Appointment of Arbitrators  

Article 1126

Consolidation  

Article 1127

Notice  

Article 1128

Participation by a Party  

Article 1129

Documents  

Article 1130

Place of Arbitration  

Article 1131

Governing Law